Marcus theory and Marcus practice

Rudy Marcus was 91 years old when I took a course from him. His age was, arguably, not his most remarkable quality.

The course took place during the second spring of my PhD. I was completing not only the academic year, but also my course requirements. Why not, I figured, indulge in traditional statistical mechanics? Statistical mechanics neighbors, and partially overlaps with, thermodynamics. Modern approaches to statistical mechanics include fancy toolkits imparted in physics courses: the renormalization-group method; Ginzburg–Landau theory; and the latter theory’s successor, topological order. I craved a more traditional approach, as won’t surprise readers of this blog. So I ditched the physics course list and signed up for Chemistry 166.

Rudy didn’t disappoint. He began the course with a tradition passed down from a founder of thermodynamics: Boltzmann’s H theorem. The theorem amounts to the first argument ever published for the second law of thermodynamics: every (sufficiently large) closed, isolated system’s entropy increases or remains constant; it doesn’t decrease. Rederiving Boltzmann’s H theorem, I felt as I would while holding a lace collar worn by Queen Elizabeth I: as though I were touching history. 

Rudy proceeded through more of the greatest hits in statistical mechanics. For instance, the Fokker–Planck and Langevin equations describe random processes. Examples include the subject of one of Einstein’s most famous papers: the motion of a pollen grain suspended in a liquid and buffeted by the liquid’s molecules. Chemistry 166 provided much of the bread and butter, meat and potatoes, and even tofu and edamame of a thermodynamicist’s education.

Rudy advanced step by step, rederiving every result in class. He recommended a textbook; but I refer to my lecture notes, rather than to the text, to refresh my memory about course topics nowadays. When I encounter complex integrals (a certain type of calculus) in statistical mechanics, I think back to Rudy’s treatment of them. The course also crystallized my understanding of the fluctuation–dissipation theorem, which describes systems perturbed slightly out of equilibrium; examples include a magnet subjected to a weak magnetic field.1 For the course’s final project, I studied quantum master equations—which featured in a Quantum Frontiers post afterward.

No less than his explanations of science, Rudy’s enthusiasm for science impressed itself upon me. Again, he taught Chemistry 166 at age 91. He continued to collaborate on research. Whenever I saw him, even after the course ended, he asked for news about quantum information theory—which he didn’t work on. 

Two and a half years after the course, Rudy gave a speech at a dinner in honor of a couple’s engagement. The groom was pursuing a PhD in applied physics, and the bride worked as an engineer. The groom asked if Rudy had advice for young scientists. Rudy responded immediately: plenty of science remains to be done, so keep exploring.

During his speech, Rudy described his upbringing in Montreal. His high school had produced a “who’s who” of Canadians, in his words—and not because the school demanded high tuitions or offered tutors and social connections. Discrimination pushed Jewish working-class children out of other schools and into Baron Byng, where some students worked hard enough to thrive. Alumni include artists; judges; physicists; William Shatner, who played Captain Kirk in the original Star Trek series…and Rudy Marcus.

Which leads me to the quality arguably more remarkable than Rudy’s teaching Chemistry 166 at age 91: he’d won a Nobel Prize in chemistry. Unlike most chemists, Rudy worked as a theorist, rather than an experimentalist. He developed a framework now called Marcus theory. It predicts the rate at which electrons hop between molecules. I can’t tell you much more about Marcus theory because I don’t know much more about it: Rudy had enough humility that, to my memory, he mentioned his theory only once in class, in passing.

Although I know little about Marcus theory, I’ve seen much of Marcus practice. In 2022, I emailed Rudy to ask where a holiday card could reach him. The pandemic had isolated enough people that I’d determined to reach out to more acquaintances. Rudy replied, “I have been working at home, meeting twice a week on zoom with my now small research group.” He was 98 years old. His curiosity, learning, mentoring, and exploring continued.

Rudy passed away this July, five days before his 103rd birthday. I hope to learn Marcus theory someday. But I’d be even more grateful to undertake Marcus practice for even a decent fraction of the time for which he did.

1How rapidly does the system respond to the perturbation? This nonequilibrium response depends on a correlation function evaluated on an equilibrium state, according to the fluctuation–dissipation theorem. To understand why, imagine preparing the system in a thermal state, perturbing the system at an early time, and measuring the system later. What information can you extract about the perturbation? A two-time correlation function encodes this information. Imagine Fourier-transforming a two-time correlation function. The Fourier transform is proportional to a second derivative of a free energy, according to the fluctuation–dissipation theorem. (The second derivative should sound plausible because it depends on a two-time correlation function.) Second derivatives of free energies equal response functions, such as the magnetic susceptibility. Therefore, a nonequilibrium response depends on an equilibrium correlator.

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About Nicole Yunger Halpern

I’m a theoretical physicist at the Joint Center for Quantum Information and Computer Science in Maryland. My research group re-envisions 19th-century thermodynamics for the 21st century, using the mathematical toolkit of quantum information theory. We then apply quantum thermodynamics as a lens through which to view the rest of science. I call this research “quantum steampunk,” after the steampunk genre of art and literature that juxtaposes Victorian settings (à la thermodynamics) with futuristic technologies (à la quantum information). For more information, check out my book for the general public, Quantum Steampunk: The Physics of Yesterday’s Tomorrow. I earned my PhD at Caltech under John Preskill’s auspices; one of my life goals is to be the subject of one of his famous (if not Pullitzer-worthy) poems. Follow me on Twitter @nicoleyh11.

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